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Maintenance Productivity

Bathtub curve: the three phases of failure and what they change in strategy

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PM Run Team
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The bathtub curve is the graph that describes how the failure rate of equipment evolves across its life: high at the beginning, low and constant in the middle and rising at the end. The shape recalls a bathtub in cross-section, and in maintenance each of the three phases calls for a different response, so reading the curve correctly avoids applying the wrong phase's tool.

Infant mortality: the early failure phase

A high failure rate right after installation or intervention, falling with time. The causes have nothing to do with wear: manufacturing defects, assembly errors, contamination during installation, wrong startup settings. The right response is more quality at the entrance: rigorous commissioning, assembly procedures, checked torque, measured alignment. An uncomfortable detail: every intervention restarts a small infant mortality, which is why too much preventive can worsen reliability instead of improving it.

Useful life: the random failure phase

A low, approximately constant failure rate. The failures here do not announce themselves by the calendar: momentary overload, contamination, operating error, latent defects. Against random failure, time-based preventive is spend without return (replacing a good component does not change tomorrow's failure probability). What works: inspection and condition monitoring, predictive maintenance, which catches degradation as it starts, regardless of age.

Wear-out: the aging phase

The failure rate growing with age: fatigue, abrasion, corrosion, insulation aging. Here age informs, and preventive by time or usage makes sense again, with the interval positioned before the curve's knee. Reading the history (MTBF and the failure distribution, as in the MTTR and MTBF guide) is what reveals where that knee is.

How to read the bathtub failure curve graph

The horizontal axis of the bathtub graph is age: operating time since installation or since the last renewal of the item. The vertical axis is the failure rate, also called the hazard rate, which is the chance of failure per unit of time among the items that are still working. It is not the number of failures. A population that shrinks as items fail can show fewer failures per month while its failure rate rises.

Each segment of the curve has a statistical signature. The falling early segment behaves like a Weibull distribution with a shape parameter beta below 1, the flat middle like beta close to 1 (the exponential distribution) and the rising end like beta above 1. That is why there is no single bathtub curve formula: the classic shape is the overlap of different failure mechanisms, each with its own distribution, and it only appears when the history is separated by item and by failure mode.

To draw the curve for a real asset, the history needs the installation or replacement date of each component and the date of each failure, which in SAP PM means notifications with the breakdown indicator, the object part catalog filled in and the equipment history kept up to date. Without the age of the item at each failure, the graph shows calendar time, not life.

What the curve does not tell: not every asset follows the bathtub

The classic aviation reliability studies that gave birth to RCM (reliability centered maintenance), published by F. Stanley Nowlan and Howard Heap in 1978, showed that most complex equipment has no dominant wear-out phase: failure patterns are mostly random, and only a minority of items benefit from age-based replacement. The practical consequence is direct: the curve applies per failure mode, not per whole equipment. The same gearbox has components in the wear-out phase (seals, bearings) and purely random modes (jamming by contamination). A good strategy mixes the tools per mode, which is exactly the job of reliability engineering.

The classic mistake: preventive against random failure

The symptom: a dense preventive plan, high cost, and the breakdowns continue. The frequent diagnosis: the asset's dominant failure modes are random (phase 2), and periodic replacement does not reach them, sometimes even feeding them via post-intervention infant mortality. The fix: migrate those modes to inspection and condition, and reserve time-based replacement for what actually wears. It is the kind of revision that the offender ranking and a well-kept failure history let you do with criteria.

Once the plan is revised by failure mode, the work still has to reach the field on the right date. See how PM Run Planning schedules the SAP PM orders that result from the plan, while PM Run Mobility returns the as-found condition recorded at each intervention.

Frequently asked questions about the bathtub curve

What is the bathtub curve?

It is the graph of the failure rate across an equipment's life, with three phases: infant mortality (high and falling), useful life (low and constant, random failures) and wear-out (rising with age).

What causes equipment infant mortality?

Manufacturing defects, assembly or installation errors, contamination and startup adjustments. The answer is quality in commissioning and interventions, not more periodic maintenance.

Does every equipment follow the bathtub curve?

No. The studies that founded RCM showed most complex equipment fails predominantly at random, with no dominant wear-out phase. The curve applies per failure mode, not per whole asset.

Which strategy fits each phase of the curve?

Infant mortality: assembly and commissioning quality. Random failures: inspection and condition monitoring. Wear-out: preventive by time or usage, with the interval placed before the failure rate takes off.

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